For over fifty years, the practice of slavery in the United States engendered a sectional schism between the North and the South that became so deep that the two sides could no longer peacefully coexist. When Southern states began leaving the Union on December 20, 1860, their secessionist leaders asserted that they were exercising their inherent right to leave an alliance of states based on the “consent of the governed.” Unionists, including president-elect Abraham Lincoln, painted the conflict as a rebellion against the United States government. For them, the war was about preserving the Union.
When war erupted in April 1861 at Fort Sumter, South Carolina, many believed that the conflict would not last long. They reasoned that the newly forming Confederacy of Southern states stood little chance against the might of the more densely populated North. Despite an embarrassing defeat at the First Battle of Bull Run, predictions of an early Union victory seemed accurate by June 1862. With Major General George McClellan’s massive Army of the Potomac camped within sight of the church spires of Richmond, the fall of the Confederate capital seemed inevitable. Events soon proved that conclusion to be incorrect.
After severe wounds incapacitated General Joseph Johnston at the Battle of Seven Pines on May 31, 1862, Confederate President Jefferson Davis appointed General Robert E. Lee to command what would become the Army of Northern Virginia. Lee assumed the burden of saving Richmond.
Rather than continuing the defensive posture of his predecessor, Lee went on the offensive. In a stunning series of six engagements between June 25 to July 2, 1862, known as the Seven Days Battles, Lee drove McClellan’s Army away from Richmond and nearly back to the Atlantic Ocean.
Sensing that McClellan no longer posed a serious threat, Lee pushed his army north and defeated Major General John Pope’s newly created Army of Virginia at the Second Battle of Bull Run (August 28-30, 1862). Emboldened by the defeat of both major Union armies in the Eastern Theater, Lee next took the war to Northern soil in the late summer of 1862. On September 4, the Army of Northern Virginia began crossing the Potomac River into Maryland.
First Confiscation Act
As the war dragged on, federal officials stepped up their efforts to deprive the Confederacy of services being rendered by slaves. As early as August 6, 1861, Congress passed the First Confiscation Act conferring “contraband” status on slaves being used to support the Confederate war effort. In effect, the bill made slaves captured by Union armies the property of the U.S. government, much like any other contraband captured during combat.
On March 13, 1862, Congress strengthened the intent of the First Confiscation Act by enacting an article of war that stated:
All officers or persons in the military or naval service of the United States are prohibited from employing any of the forces under their respective commands for the purpose of returning fugitives from service or labor, who may have escaped from any persons to whom such service or labor is claimed to be due, and any officer who shall be found guilty by a court-martial of violating this article shall be dismissed from the service.
Second Confiscation Act
On July 17, 1862, Congress passed a Second Confiscation Act. Applicable only in areas occupied by Union armies, the new measure required individuals in rebellion against the United States to surrender within sixty days of the legislation’s enactment. The act provided that slaves owned by those who did not comply were to “be deemed captives of war, and shall be forever free of their servitude, and not again held as slaves.” The law inched closer to general emancipation by further stipulating the no fugitive slave “shall be delivered up . . . unless the person claiming said fugitive shall first make oath”
Preliminary Emancipation Proclamation
As the Union’s fortunes on the battlefield languished, the claim that emancipation would strengthen the federal war effort became increasingly compelling. By early July, President Lincoln was already drafting a presidential proclamation for blanket emancipation. At a cabinet meeting on July 22, 1862, the president formally introduced the idea.
Lincoln was not seeking guidance or approval regarding his decision; he had decided to proceed. Secretary of the Navy, Gideon Welles, recalled, the president stated that he, “had made a covenant with God. . . . that if the army drove the enemy from Maryland he would issue his Emancipation Proclamation.” According to Welles, Lincoln presented emancipation as “a military necessity, absolutely essential to the preservation of the Union. We must free the slaves or be ourselves subdued. The slaves were undeniably an element of strength to those who had their service, and we must decide whether that element should be with us or against us.” The only item open for discussion was the timing of the announcement. Lincoln agreed with Secretary of State William H. Seward’s suggestion that the decision not be disclosed publicly until Union forces could back it with a major victory on the battlefield.
The president had to wait nearly two months for the victory he needed. On September 17, 1862, the Army of the Potomac and the Army of Northern Virginia engaged near Sharpsburg, Maryland. In the bloodiest single day of fighting in the American Civil War, the Battle of Antietam ended in a tactical draw. Still, the Union claimed a strategic victory when Confederate General Robert E. Lee withdrew his forces from Maryland two days after the battle. On September 22, 1862, Lincoln signed the Preliminary Emancipation Proclamation.
Calling upon his authority as President of the United States and Commander-in-Chief of the Army and Navy, Lincoln proclaimed,
That on the first day of January in the year of our Lord, one thousand eight hundred and sixty-three, all persons held as slaves within any State, or designated part of a State, the people whereof shall then be in rebellion against the United States shall be then, thenceforward, and forever free; and the executive government of the United States, including the military and naval authority thereof, will recognize and maintain the freedom of such persons, and will do no act or acts to repress such persons, or any of them, in any efforts they may make for their actual freedom.
Although Lincoln asserted in the opening paragraph of the document that “the war will be prosecuted for the object of practically restoring the constitutional relation between the United States, and each of the States,” the presidential proclamation redefined the purpose of the Civil War. Lincoln’s disclaimer aside, henceforward, the object of the conflict was as much about freeing the slaves as it was about restoring the Union.
Initially, the proclamation had little impact on the prosecution of the war. Lee won another great victory at the Battle of Fredericksburg (December 11–15, 1862). Not surprisingly, no southern states withdrew from the Confederacy during the 100-day grace period the president proposed. Despite Republican setbacks in the November mid-term congressional elections, Lincoln did not back down. On January 1, 1863, just before signing a revised and expanded version of the executive order, Lincoln stated,
I never, in my life, felt more certain that I was doing right than I do in signing this paper.
In the final draft of the Emancipation Proclamation Lincoln:
- Placed greater emphasis on his authority as Commander-in-Chief to justify his actions. After summarizing the contents of the preliminary document, the president characterized his decision as “a fit and necessary war measure for suppressing said rebellion.” Toward the end, he described the proclamation as “an act of justice, warranted by the Constitution, upon military necessity.”
- Specifically designated the areas in rebellion against the United States where slaves were freed. Those areas included, “Arkansas, Texas, Louisiana, (except the Parishes of St. Bernard, Plaquemines, Jefferson, St. John, St. Charles, St. James Ascension, Assumption, Terrebonne, Lafourche, St. Mary, St. Martin, and Orleans, including the City of New Orleans) Mississippi, Alabama, Florida, Georgia, South Carolina, North Carolina, and Virginia, (except the forty-eight counties designated as West Virginia, and also the counties of Berkley, Accomac, Northampton, Elizabeth City, York, Princess Ann, and Norfolk, including the cities of Norfolk and Portsmouth, and which excepted parts, are for the present, left precisely as if this proclamation were not issued.”
- Enjoined “upon the people so declared to be free to abstain from all violence, unless in necessary self-defence.”
- Declared that freed slaves of “suitable condition” would “be received into the armed service of the United States to garrison forts, positions, stations, and other places, and to man vessels of all sorts in said service.” This provision significantly impacted the outcome of the war. Not only was the Confederacy deprived of the benefit forced labor, but some blacks who escaped slavery during the rest of the war joined the Union forces in droves.
Reaction to the proclamation may have been as significant as the document itself. Critics were quick to note that the executive order freed few, if any, slaves since it applied only to areas in rebellion, where the government had no effective authority. Although applauded by many abolitionists, the document did not go far enough to appease others who had been clamoring for blanket emancipation since before the beginning of the Civil War.
On the international stage, the transformation of the war from a political event to a moral crusade may have been influential in preventing foreign intervention by European powers. At home, some Northerners who initially supported the war to preserve the Union lost their enthusiasm for continuing the conflict because they refused to champion a crusade to free slaves. As expected, the proclamation was nearly universally condemned in the South, and undoubtedly steeled the resolve of Southerners to continue the conflict.
Through it all, Lincoln stood by his conviction that he did all he could within the bounds of his constitutional authority as President of the United States and as Commander-in-Chief to bring an end to slavery. In February 1865, shortly before his assassination, Lincoln described the Emancipation Proclamation as “the central act of my administration and the great event of the nineteenth century.”
While the Emancipation Proclamation freed slaves only in areas in rebellion against the United States, it was a crucial step toward the adoption of a national policy abolishing slavery. In 1864 and 1865, the states of Arkansas, Louisiana, Maryland, Missouri, and Tennessee passed new state constitutions outlawing the peculiar institution. With Lincoln’s support, on April 8, 1864, the U.S. Senate passed a proposed amendment to the constitution abolishing slavery nationwide. The House of Representatives followed suit on January 31, 1865. On December 6, 1865, Georgia became the twenty-seventh state to ratify the Thirteenth Amendment, which outlawed “slavery and involuntary servitude” in the United States. On December 18, Secretary of State William Henry Seward declared the Thirteenth Amendment officially ratified and part of the United States Constitution.
Preliminary Emancipation Proclamation APUSH, Review, Notes, Study Guide
Use the following links and videos to study Abolition, the Secession Crisis, and the Civil War for the AP US History Exam. Also, be sure to look at our Guide to the AP US History Exam.
Preliminary Emancipation Proclamation Definition APUSH
The Preliminary Emancipation Proclamation is defined as a proclamation issued by President Abraham Lincoln on September 22, 1862. It served as a precursor to the Emancipation Proclamation. This preliminary decree warned Confederate states in rebellion that if they did not cease hostilities by January 1, 1863, all enslaved individuals within their borders would be declared free. While it did not immediately emancipate enslaved people, it signaled a significant shift in the Civil War’s goals, framing the conflict as one ultimately concerned with ending slavery and strengthening the Union’s moral and strategic position. On January 1, 1863, Lincoln followed through with the Emancipation Proclamation, making it a reality.
Preliminary Emancipation Proclamation Video for APUSH Notes
This video from the American Battlefield Trust discusses the Preliminary Emancipation Proclamation.