Essential Facts
- Written in 1787, the Constitution serves as the foundation of the Federal Government of the United States.
- The Constitution established three branches: Legislative, Executive, and Judicial.
- It includes a process for amending the document and has been done so 27 times.
- The first 10 Amendments are known as the Bill of Rights.
- Federal laws are the “supreme law of the land.”
Significance
The United States Constitution is important to American History because it established the Federal Government and has served as the “supreme law of the land” since its ratification. Because of the Amendment Process, its flexibility has allowed it to adapt over time while its basic structure remains intact.
The United States Constitution Overview
Structure and Purpose
The United States Constitution is the fundamental law of the U.S. government. It is still in effect today and has been amended 27 times.
- The preamble begins with the phrase “people of the United States.”
- The purpose stated in the preamble is “to form a more perfect union.”
- The Constitution created a legislature with two houses (Congress).
- It established a powerful executive (the President).
- It set up a Supreme Court as the highest judicial authority.
- A process for ratification and amendment was also established in the document.
Article I — the Legislative Branch
The Legislative Branch of the Federal Government is bicameral and includes the House of Representatives and the Senate.
Section 2 outlines the House of Representatives, elected every 2 years.
- Representation is based on population, determined by a census every 10 years.
- Three-fifths of the enslaved population was counted for representation. This was later repealed by the 13th Amendment and the 14th Amendment.
- Members of the House must be 25 years old and citizens for 7 years.
- The House chooses its own speaker and has sole power for impeachment.
Section 3 addresses the Senate, with two senators per State serving 6-year terms.
- Senators were originally chosen by State legislatures. This was changed by the 17th Amendment.
- Senators must be 30 years old, citizens for 9 years, and residents of the State they represent.
- The Vice President serves as president of the Senate; the Senate elects other officers.
- The Senate tries impeachments, and conviction leads to removal from office.
Sections 4 through 6 cover election procedures, State conditions for elections, and required annual meetings. Both houses control their proceedings and pay members, who are immune from most arrests.
Sections 7 through 9 cover a variety of topics, including overriding Presidential vetoes:
- Section 7 grants the House exclusive power to originate revenue bills; the Senate may amend them.
- Presidential vetoes can be overridden by a two-thirds majority in both houses.
- Sections 8 and 9 outline Congress’s powers, such as declaring war and raising taxes.
- Congress can pass laws “necessary and proper” to execute government powers.
- Section 9 prohibits legislation against the international slave trade without using the word slave.
Article II — the Executive Branch
The President of the United States is the Chief Executive. The President is elected every four years through the Electoral College.
- Each State’s number of Electors equals its Senators plus House members.
- The person with the most Electoral College votes becomes President.
- Initially, the candidate with the second most electoral votes became Vice President. The 12th Amendment changed this.
- If no majority is reached in the Electoral College, the House of Representatives selects the President.
Only natural-born citizens or citizens aged 35+ and residents for 14 years could be President, who:
- Serves as Commander-in-Chief of the armed forces.
- Can make treaties, but they must be approved by the Senate.
- Can appoint government officers.
- Can veto laws, but Congress can override with a two-thirds vote.
Impeachment can remove the president for “treason, bribery, or other high crimes and misdemeanors.”
The 22nd Amendment limits an individual from serving more than two terms as President.
Article III — the Judicial Branch
Article III created the Supreme Court and allowed Congress to establish lower Federal Courts.
- Judges are appointed by the President with Senate approval and serve for life under “good behavior.”
- Judges are not subject to specific terms or executive removal.
- The Constitution does not explicitly give the Supreme Court the power to rule on the Constitutionality of laws.
- Some believed the power to judge Constitutionality was implied, which the Supreme Court later assumed (see Marbury v. Madison).
- The Supreme Court has jurisdiction over cases involving the Constitution, Federal laws, and U.S. treaties.
- It also handles cases related to maritime law and disputes between States or individuals from different States.
Article 3 also defines treason as waging war against the U.S. or aiding its enemies.
Article IV — Federal Powers and Relations Between States
Article IV lays out additional powers of the Federal Government and how they affect the States.
- Laws in one State must be respected by other States.
- A Fugitive Slave Clause required the return of escaped slaves to their original state, using the term “person held to service or labor.”
- The Federal Government was given the power to admit new States to the Union, and each State was guaranteed a Republican Form of Government.
- States pledged to protect each other in case of invasion.
Article V — the Amendment Process
Article 5 establishes the process for amending the Constitution.
- Amendments must be proposed by two-thirds of both houses of Congress.
- Amendments must be ratified by three-fourths of State legislatures or three-fourths of State conventions if Congress chooses.
- A new Federal convention to propose Amendments requires approval from two-thirds of State legislatures.
- This process made changing the Constitution difficult but did not require unanimous State approval, unlike the Articles of Confederation.
AHC Note — See Amendments to the Constitution for details on all 27 Amendments.
Article VI — National Supremacy and Oaths of Office
The new government pledged to honor contracts and debts from the previous government, addressing the national debt.
- All national laws and treaties were declared the “supreme law of the land,” establishing Federal supremacy over State governments.
- Government officers were required to take an oath to support the Constitution.
- No religious test was allowed as a qualification for office, promoting the Separation of Church and State even before the Bill of Rights.
Article VII — Ratification of the Constitution
- Article VI established the process for State Conventions to ratify the Constitution.
- The new government would be formed once nine States ratified the Constitution.
- This process bypassed the amendment requirement of the Articles of Confederation.
Essential Clauses in the Constitution
Clauses in Articles I through VIII
Three-Fifths Clause — The Three-Fifths Clause, found in Article I, Section 2 of the U.S. Constitution, established that each enslaved person would be counted as three-fifths of a person for purposes of representation and taxation. The Southern States, with larger enslaved populations, sought to count enslaved individuals fully to gain more representation in the House of Representatives, while the Northern States opposed this. The Three-Fifths Clause increased Southern political influence in Congress without fully recognizing the rights of enslaved people, and it remained in effect until the Civil War and the ratification of the 13th Amendment, which abolished slavery.
Speech and Debate Clause — The Speech and Debate Clause, found in Article I, Section 6 of the U.S. Constitution, protects members of Congress from being prosecuted or sued for statements made and actions taken in the course of their official legislative duties. This clause ensures legislative independence by allowing members to speak freely, debate, and conduct business without fear of interference or intimidation from the executive branch or the judiciary. It also reinforces the separation of powers by preventing other branches from holding legislators accountable for their legislative actions outside Congress.
Origination Clause — The Origination Clause, located in Article I, Section 7 of the U.S. Constitution, stipulates that all bills for raising revenue must originate in the House of Representatives, though the Senate may propose amendments. This clause was intended to ensure that the power to tax and spend would be held by the legislative chamber most directly accountable to the people, given that House members face more frequent elections. The Origination Clause reinforces the principle of “no taxation without representation” by placing revenue-related legislation in the hands of the elected representatives.
Presentment Clause — The Presentment Clause, also found in Article I, Section 7 of the U.S. Constitution, outlines the process for how a bill becomes law. Once both the House and Senate pass a bill, it must be presented to the President, who can either sign it into law, veto it, or allow it to become law without signing (if left unsigned for ten days while Congress is in session). If the President vetoes the bill, Congress can override the veto with a two-thirds majority in both chambers. This clause establishes a system of checks and balances between the legislative and executive branches in the lawmaking process.
General Welfare Clause — The General Welfare Clause, found in the Preamble and Article I, Section 8 of the U.S. Constitution, grants Congress the power to levy taxes and spend money to provide for the “general welfare” of the United States. This clause allows Congress to fund programs and initiatives that benefit the nation as a whole, though debates have arisen over its interpretation and the scope of congressional spending.
Commerce Clause — The Commerce Clause, located in Article I, Section 8, empowers Congress to regulate commerce with foreign nations, among the States, and with Native American tribes. This clause has been the basis for broad Federal regulatory powers, enabling Congress to address issues like interstate trade, labor laws, and economic policies.
Necessary and Proper Clause — The Necessary and Proper Clause, also known as the Elastic Clause, is found in Article I, Section 8. It gives Congress the power to make laws deemed necessary and proper to execute its enumerated powers. This clause provides flexibility in lawmaking, allowing Congress to adapt its legislative powers to the needs of a changing nation.
Contracts Clause — Located in Article I, Section 10, the Contracts Clause prohibits States from passing laws that impair contract obligations. This clause protects economic stability and individual rights by ensuring that private agreements and obligations are legally enforceable and limiting State interference in private contracts.
Natural Born Citizen Clause — The Natural Born Citizen Clause, in Article II, Section 1, specifies that only a natural-born citizen of the United States is eligible to become President. This clause was included to ensure that the Commander in Chief would have undivided loyalty to the U.S., though its exact definition has been subject to legal debate.
Appointments Clause — The Appointments Clause, in Article II, Section 2, grants the President the power to nominate and, with Senate confirmation, appoint public officials, including Federal judges, cabinet members, and ambassadors. This clause ensures that high-level government appointments are subject to Senate oversight, balancing executive power.
Take Care Clause — Found in Article II, Section 3, the Take Care Clause requires the President to “take Care that the Laws be faithfully executed.” This clause establishes the President’s duty to enforce and administer Federal laws and prevents the executive from neglecting or selectively applying laws passed by Congress.
Exceptions Clause — The Exceptions Clause, located in Article III, Section 2, grants Congress the authority to make exceptions to the Supreme Court’s appellate jurisdiction. This clause gives Congress some control over which cases the Supreme Court may hear on appeal, though it has been sparingly used.
Full Faith and Credit Clause — The Full Faith and Credit Clause, in Article IV, Section 1, requires each State to recognize and honor the public acts, records, and judicial proceedings of other States. This clause promotes unity and legal consistency across State lines, ensuring that legal judgments and civil statutes are respected nationwide.
Comity Clause — Also known as the Privileges and Immunities Clause, the Comity Clause in Article IV, Section 2 guarantees that citizens of each State are entitled to the privileges and immunities of citizens in other States. It ensures equal treatment for citizens across States, promoting interstate harmony and discouraging discrimination against nonresidents.
Fugitive Slave Clause — The Fugitive Slave Clause, located in Article IV, Section 2 of the U.S. Constitution, required that enslaved people who escaped to the Free States be returned to their enslavers upon claim. This clause was a concession to the Southern States to protect their property interests in enslaved people. It obligated Northern States to cooperate in the capture and return of escaped slaves, creating tension between free and Slave States. The Fugitive Slave Clause was reinforced by the Fugitive Slave Act of 1793 and strengthened further by the Fugitive Slave Act of 1850. The clause contributed to the Sectional Divide that contributed to the outbreak of the Civil War.
Guarantee Clause — The Guarantee Clause, located in Article IV, Section 4, obliges the United States to guarantee every State a Republican Form of Government and to protect each State against invasion and domestic violence. This clause ensures that all States maintain representative governments and that the Federal Government will assist in emergencies.
Supremacy Clause — Found in Article VI, the Supremacy Clause establishes that the U.S. Constitution, Federal laws, and treaties are the “supreme law of the land.” It mandates that Federal law takes precedence over State law when the two conflict, ensuring that the Federal Government’s authority is paramount in legal disputes.
Clauses Found in the Bill of Rights
Establishment Clause — First Amendment. Prohibits the U.S. Government from establishing an official religion or favoring one religion over another. It ensures the separation of church and State, protecting religious freedom by preventing governmental endorsement of religious beliefs or practices.
Free Exercise Clause — First Amendment. The Free Exercise Clause guarantees individuals the right to practice their religion freely without government interference as long as the practice does not violate public morals or law. This clause protects personal religious observance and prevents laws that unfairly target specific religions.
Free Speech Clause — First Amendment. The Free Speech Clause protects the right to freely express ideas, opinions, and information without government censorship or restriction, with some exceptions (e.g., incitement to violence or libel). It forms the foundation of democratic discourse in the United States.
Freedom of the Press Clause — First Amendment. The Freedom of the Press Clause protects the press’s right to publish news, information, and opinions without government interference or censorship. This clause ensures an informed public and serves as a check on government power.
Assembly Clause — First Amendment. The Assembly Clause guarantees individuals the right to gather peacefully, allowing protests, rallies, and meetings. It also protects the right to collective expression and political advocacy.
Petition Clause — First Amendment. The Petition Clause protects the right to petition the government for a redress of grievances. This right allows individuals and groups to formally request government action or express dissatisfaction with policies without fear of reprisal.
Right to Bear Arms Clause — Second Amendment. The Right to Bear Arms Clause guarantees individuals the right to possess and carry weapons. Initially intended to ensure the formation of militias, it has since been interpreted to include personal self-defense.
Search and Seizure Clause — Fourth Amendment. The Search and Seizure Clause protects individuals from unreasonable searches and seizures by the government. It requires law enforcement to have probable cause and, typically, a warrant before conducting searches, ensuring the right to privacy.
Double Jeopardy Clause — Fifth Amendment. The Double Jeopardy Clause prohibits individuals from being tried twice for the same crime after acquittal or conviction. This protection ensures fairness by preventing repeated prosecutions for the same offense.
Due Process Clause — Fifth Amendment. The Due Process Clause guarantees that the government must follow fair procedures before depriving someone of life, liberty, or property. It protects individuals from arbitrary or unjust government actions. This clause is also found in the Fourteenth Amendment.
Self-Incrimination Clause — Fifth Amendment. The Self-Incrimination Clause protects individuals from being compelled to testify against themselves in criminal cases.
Eminent Domain Clause — Fifth Amendment. The Eminent Domain Clause, also in the Fifth Amendment, allows the government to take private property for public use but requires “just compensation” for the property owner. It balances public needs with individual property rights.
Compulsory Process Clause — Sixth Amendment. The Compulsory Process Clause grants defendants the right to obtain witnesses in their favor and to compel their testimony in court, ensuring the right to present a complete defense in a criminal trial.
Speedy Trial Clause — Sixth Amendment. The Speedy Trial Clause ensures individuals charged with crimes are brought to trial without undue delay, protecting them from prolonged pretrial detention and ensuring efficient judicial proceedings.
Cruel and Unusual Punishment Clause — Eighth Amendment. The Cruel and Unusual Punishment Clause prohibits punishments that are deemed excessive or inhumane. This clause protects individuals from torture or disproportionately severe penalties, upholding humane treatment in the justice system.
Reserved Power Clause — Tenth Amendment. The Reserved Power Clause affirms that powers not delegated to the Federal Government nor prohibited to the States are reserved for the States or the people. It supports Federalism by ensuring State Sovereignty over issues not explicitly addressed in the Constitution.
Clauses Found in Amendments 11 Through 27
Citizenship Clause — Fourteenth Amendment. The Citizenship Clause guarantees that all persons born or naturalized in the United States are citizens of both the United States and the State in which they reside. Adopted after the Civil War, this clause overruled the Dred Scott Decision (1857) and established birthright citizenship, ensuring that formerly enslaved people and their descendants would be recognized as full citizens.
Due Process Clause — Fourteenth Amendment. The Due Process Clause, found in both the Fifth and Fourteenth Amendments, protects individuals from being deprived of “life, liberty, or property, without due process of law.” It mandates fair procedures and protects individuals from arbitrary government actions. The Fourteenth Amendment’s Due Process Clause extends this protection to actions taken by State governments, applying many fundamental rights at the State level.
Equal Protection Clause — Fourteenth Amendment. The Equal Protection Clause requires that States provide equal protection under the law to all people within their jurisdiction. This clause has been instrumental in civil rights cases, ensuring that laws do not discriminate unfairly based on race, gender, or other classifications. It serves as the foundation for many landmark Supreme Court decisions advancing equality, including Brown v. Board of Education (1954).
The United States Constitution History
The American Revolutionary War officially ended when the Treaty of Paris was signed in 1783. The United States achieved the independence from Great Britain that it had fought for, but was still a young nation with a weak central government under the Articles of Confederation.
The government was weak for several reasons. For example, it did not give the Confederation Congress the authority to enforce the Treaty of Paris, regulate interstate commerce, or respond to internal uprisings.
From 1784 to 1787, a series of events led to the Philadelphia Convention of 1787, a “convention of demigods,” as Thomas Jefferson called it, which met to revise the Articles of Confederation.
Potomac Company
In 1784, George Washington started to develop a plan to help merchants on the East Coast establish trade with settlers on the Western Frontier. He did not want to see them doing business with any foreign nations that had a presence in the West, including Great Britain and Spain. The following year, Washington helped establish the Potomac Company, which intended to build a series of canals and locks to connect the Potomac River with the James River and Ohio River.
Mount Vernon Conference and Compact
By 1785, Virginia and Maryland realized they needed to reach some sort of agreement over the usage and jurisdiction of the Potomac River, a shared waterway between the two States.
Delegates from both States were supposed to convene in Alexandria, Virginia, on March 21. However, the meeting was moved to Mount Vernon, George Washington’s estate. Some of the prominent participants at the Mount Vernon Conference were Samuel Chase, Thomas Stone, George Mason, and James Madison.
The conference lasted from March 25 to March 28, and the outcome was the Mount Vernon Compact, also known as the Compact of 1785. It set up regulations covering a variety of topics, including tolls, fishing rights, and debt collection.
Annapolis Convention
The Mount Vernon Conference served as the model for States to follow when negotiating with each other. It led James Madison to suggest the States should continue to discuss issues between them, especially those dealing with commerce. Madison introduced a proposal to the Virginia General Assembly that recommended each State should send commissions to a conference to discuss interstate issues. Maryland agreed to the conference on January 21, 1786. After that, Virginia invited the other 11 States to a convention, which was set to be held in Annapolis, Maryland, on September 11, 1786.
Shays’ Rebellion Begins
Before the Annapolis Convention had a chance to start, an uprising known as Shays’ Rebellion started in August 1786. Massachusetts farmers, led by Daniel Shays, rose up in protest of farm foreclosures and the imprisonment of debtors. Calling themselves Regulators, they marched on several Massachusetts courthouses to halt foreclosure proceedings and the imprisonment of debtors.
Annapolis Convention
Meanwhile, five States sent delegates to Annapolis, where they met from September 11 to September 14, 1786. The States that sent delegates were:
- New York — Egbert Benson, Alexander Hamilton
- New Jersey — Abraham Clark, William Houston, James Schureman
- Pennsylvania — Tench Coxe
- Delaware — George Read, John Dickinson, Richard Bassett
- Virginia — Edmund Randolph, James Madison, St. George Tucker
The meetings were held at Mann’s Tavern and were officially called “Meeting of Commissioners to Remedy Defects of the Federal Government.” The plan was to discuss protectionist trade laws between the States, but the Central Government did not have the power to regulate trade under the Articles of Confederation. During the proceedings, it became clear that another meeting, with a larger scope, would be needed. The Annapolis Convention sent a report to Congress that suggested another convention should be held.
Shays’ Rebellion Ends
Shays’ Rebellion reached its climax on January 25, 1787, when the Massachusetts militia defeated the Regulators as they attempted to capture a Federal arsenal at Springfield, Massachusetts. The rebellion essentially ended on February 3, 1787, when the remaining Regulators were trapped by militia forces and took an offer of a general amnesty.
Although the rebellion ended, it strengthened the argument that the central Government was too weak. The government’s inability to manage the finances of the young nation contributed to the uprising, and then its inability to put it down showed further weakness.
Philadelphia Convention
Delegates from 12 of the 13 States gathered in Philadelphia in May 1787 to “revise the Articles of Confederation.” The delegates quickly developed other ideas and undertook the task of drafting an entirely new document.
Throughout the summer, the delegates debated with each other and agreed to compromises. Although two factions emerged, Federalists and Anti-Federalists, the delegates were able to draft a new Constitution that did much more than strengthen the Central Government.
The Constitution created a Federal System that redefined:
- The relationships between the individual States.
- The relationship between the Federal Government and the States.
- The relationship between the Federal Government and the citizens of the United States.
As the balance shifted from a loose confederation of 13 States that wielded their individual powers, a new government emerged, created by “We, the people of the United States.”
Though the Constitution lacked a Bill of Rights and did not address civil rights for women and Blacks, it was a remarkable achievement for its time. The Amendment process ensured the Constitution could be updated, supporting a government “of the people, by the people and for the people.”
The Convention approved the Constitution on September 17 and sent it to the States for approval. The Constitution was ratified on June 21, 1788, when New Hampshire became the 9th State to accept it.
- Delaware — December 7, 1787
- Pennsylvania — December 12, 1787
- New Jersey — December 18, 1787
- Georgia — January 2, 1788
- Connecticut — January 9, 1788
- Massachusetts — February 6, 1788
- Maryland — April 28, 1788
- South Carolina — May 23, 1788
- New Hampshire — June 21, 1788
- Virginia — June 25, 1788
- New York — July 26, 1788
- North Carolina — November 21, 1789
- Rhode Island — May 29, 1790
First Presidential Election
The Presidential Election of 1788–1789 was the first election for the office of President in United States history. George Washington was chosen by the Electoral College to be the First President of the United States.
- Public voting was held from December 15, 1788, to Wednesday, January 7, 1789.
- 10 of the 13 state legislatures selected electors to vote for President.
- For various reasons, New York, North Carolina, and Rhode Island did not participate.
- The Electoral Vote was certified on April 6.
- George Washington’s name appeared on all 69 ballots, making him a unanimous selection.
- John Adams was named on 34 ballots, which made him the first Vice President.
Washington took the oath of office and was sworn in on April 30, 1789. The ceremony took place at Federal Hall and was administered by Robert Livingston, the Chancellor of New York.
Washington said, “I, George Washington, do solemnly swear that I will faithfully execute the Office of President of the United States, and will to the best of my Ability, preserve, protect and defend the Constitution of the United States.”
First Congress of the United States
The First Congress of the United States (1789–1791) convened under the new Constitution on March 4, 1789, and was essential in shaping the Federal Government’s early structure and operations. Meeting in New York City and later Philadelphia, the First Congress passed important legislation, including the Judiciary Act of 1789, establishing the Federal Court System, and the Tariff Act, which provided revenue. It also adopted the Bill of Rights, the first ten amendments to the Constitution, to protect individual liberties and address Anti-Federalist concerns. The First Congress laid the foundation for the new Federal Government and established precedents.
United States Constitution APUSH
The United States Constitution is part of the following units, topics, and chapters in the AP US History curriculum:
Unit 4: 1754–1800
American Pageant Notes
- Chapter 9 — The Confederation and the Constitution (1776–1860)
- Chapter 10 — Launching the New Ship of State (1789–1800)
